Filing Details
- Accession Number:
- 0001225208-20-009159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-23 16:09:58
- Reporting Period:
- 2020-05-27
- Accepted Time:
- 2020-06-23 16:09:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783180 | Carrier Global Corp | CARR | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 834051582 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1808321 | J. Kevin O'connor | 13995 Pasteur Boulevard Palm Beach Gardens FL 33418 | Senior Vice President & Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-27 | 7 | $19.99 | 0 | No | 4 | S | Indirect | By UTC Savings Plan Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By UTC Savings Plan Trustee |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 516 | Direct |
Footnotes
- The reporting person held a small number of Carrier shares in the United Technologies Corporation (UTC) Savings Plan that resulted from Carrier's spinoff from UTC on April 3, 2020. That small sum of shares were inadvertently sold in the course of rolling over the reporting person's holdings in the UTC Savings Plan into his account with an investment firm.
- The reporting person held shares of United Technologies Corporation (UTC) that resulted in the receipt of 516 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.