Filing Details
- Accession Number:
- 0001678067-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-23 16:00:09
- Reporting Period:
- 2020-06-19
- Accepted Time:
- 2020-06-23 16:00:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678067 | Giuseppe Accogli | One Baxter Parkway Deerfield IL 60015 | Svp, President, Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2020-06-19 | 8,334 | $46.18 | 76,473 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2020-06-19 | 62,388 | $50.77 | 138,861 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2020-06-19 | 72,341 | $85.00 | 66,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2020-06-19 | 8,334 | $0.00 | 8,334 | $46.18 |
| Common Stock, $1 Par Value | Stock Option [Right to Buy) | Disposition | 2020-06-19 | 62,388 | $0.00 | 62,388 | $50.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-09-01 | No | 4 | M | Direct | |
| 31,195 | 2027-03-02 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.
- The options become exercisable in three equal annual installments beginning on September 1, 2017, the first anniversary of the grant date.
- The options become exercisable in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.
Billionaire Hedge Funds
