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Filing Details

Accession Number:: 0001562180-20-004628
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-22 21:58:00
Reporting Period:: 2020-06-18

Accepted Time:: 2020-06-22 21:58:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1603756	Axonics Modulation Technologies Inc.	AXNX	Surgical & Medical Instruments & Apparatus (3841)	454744083

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1756438	L. Danny Dearen	26 Technology Drive Irvine CA 92618	See Remarks	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-06-18	27,749	$1.42	84,240	No	4	M	Direct
Common Stock	Acquisiton	2020-06-18	2,251	$1.32	86,491	No	4	M	Direct
Common Stock	Disposition	2020-06-18	30,000	$39.26	56,491	No	4	S	Direct
Common Stock	Acquisiton	2020-06-22	2,015	$1.42	58,506	No	4	M	Direct
Common Stock	Acquisiton	2020-06-22	8,890	$1.32	67,396	No	4	M	Direct
Common Stock	Acquisiton	2020-06-22	34,095	$1.63	101,491	No	4	M	Direct
Common Stock	Disposition	2020-06-22	45,000	$38.11	56,491	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-18	27,749	$0.00	27,749	$1.42
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-18	2,251	$0.00	2,045	$1.32
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-22	34,095	$0.00	34,095	$1.63
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-22	2,015	$0.00	2,015	$1.42
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-22	8,890	$0.00	8,890	$1.32

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,895	2027-08-25	No	4	M	Direct
17,067	2027-07-05	No	4	M	Direct
35,505	2028-03-30	No	4	M	Direct
14,880	2027-08-25	No	4	M	Direct
8,177	2027-05-22	No	4	M	Direct

Footnotes

This sale was pursuant to a 10b5-1 plan adopted by the reporting person on March 23, 2020.
The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on July 21, 2017, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of July 21, 2017, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on July 5, 2017, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of July 5, 2017, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on March 30, 2018, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of March 30, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.