Filing Details

Accession Number:
0001493152-20-011598
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-22 16:59:58
Reporting Period:
2019-12-19
Accepted Time:
2020-06-22 16:59:58
Original Submission Date:
2020-03-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425627 Sobr Safe Inc. IMLED Periodicals: Publishing Or Publishing & Printing (2721) 260731818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1794353 John Gary Graham 6400 S. Fiddlers Green Circle, Suite 525
Greenwood Village, CO 80111
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-05 0 $0.00 0 No 4 P Direct
Common Stock Disposition 2020-06-05 0 $0.00 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. On June 5, 2020, SOBR Safe, Inc. (fka TransBiotec, Inc.) closed the transaction (the "Transaction") that was the subject of that certain Asset Purchase Agreement dated May 6, 2019 (and Amendment No. 1 dated March 9, 2020, together the "APA") with IDTEC, LLC ("IDTEC"). As a result of closing the Transaction, the irrevocable proxies for an aggregate of 112,908,180 shares of the Issuer's common stock equaling approximately 52.6% of the Issuer's outstanding voting rights previously granted to the Reporting Person terminated. The Reporting Person had no pecuniary interest in the shares underlying the proxies. The proxies had been granted for the limited purpose of approving all transactions related to the APA. The Reporting Person disclaimed beneficial ownership of those shares for the purposes of Section 16 of the Act and the filing of this Form 4/A shall not be an admission that the Reporting Person was the beneficial owner of such shares.
  2. On June 5, 2020, SOBR Safe, Inc. closed the Transaction that was the subject of the APA with IDTEC. As a result of closing the Transaction, the irrevocable proxies that the Reporting Person had received from the same shareholders referenced in footnote 1 on February 15, 2020, for 24,353,116 shares terminated. The Reporting Person had no pecuniary interest in the shares underlying the proxies. The proxies had been granted for the limited purpose of approving all transactions related to the APA. The Reporting Person disclaimed beneficial ownership of those shares for the purposes of Section 16 of the Act and the filing of this Form 4/A shall not be an admission that the Reporting Person was the beneficial owner of such shares.