Filing Details
- Accession Number:
- 0001811370-20-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-06-22 13:33:21
- Reporting Period:
- 2020-06-18
- Accepted Time:
- 2020-06-22 13:33:21
- Original Submission Date:
- 2020-06-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102426 | Boulder Growth & Income Fund | BIF | () | 132729672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1811370 | Trust Ciciora M. Courtney | C/O Peak Trust Company 3000 A Street Suite 200 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-18 | 223,419 | $9.54 | 1,150,096 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) the "Price" is changed to $9.535 is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and
- On June 18, 2020, the Reporting Person (also referred to as the "CMCT") received a distribution of 223,419 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Courtney M. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the CMCT.
- The trustee of the CMCT is Peak Trust Company-AK, which may be deemed to control the CMCT. As a result of his advisory role with the CMCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the CMCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the CMCT.
- The CMCT and trusts, persons and entities affiliated with the CMCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.