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Filing Details

Accession Number:: 0001247992-20-000002
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-06-22 11:13:45
Reporting Period:: 2020-06-18

Accepted Time:: 2020-06-22 11:13:45
Original Submission Date:: 2020-06-16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
102426	Boulder Growth & Income Fund	BIF	()	132729672

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247992	1B Trust Brown Lola	C/O Alaska Trust Company 3000 A Street Suite 200 Anchorage AK 99503		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-06-18	906,998	$9.54	10,146,367	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2 Table I) is changed to 6/18/2020 to reflect the date the Shares were actually transferred by the Reporting Person and (ii) the "Price" (Item 4, Table I) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged.
On June 18, 2020, the Reporting Person (also referred to herein as the "Trust") transferred the following shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") to the following seven affiliated trusts: 11,156 Shares to the Stewart West Indies Trust ("SWIT"); 29,714 Shares to the Susan L. Ciciora Trust ("SLCT"); 20,749 Shares to the John S. Horejsi Trust ("JSHT"); 175,122 Shares to the John X. Ciciora Trust ("JXCT"); 223,419 Shares to the Jack S. Ciciora Trust ("JSCT"); 223,419 Shares to the Amanda N. Ciciora Trust ("ANCT"); and 223,419 Shares to the Courtney M. Ciciora Trust ("CMCT") (together, the "Recipient Trusts").
The Reporting Person distributed the Shares to the Recipient Trusts in accordance with its governing trust instrument and at the request of its current beneficiaires, Stewart R. Horejsi, Susan L. Ciciora, John S. Horejsi, John X. Ciciora, Jack S. Ciciora, Amanda N. Ciciora and Courtney M. Ciciora (the "Beneficiaries"). Under the terms of the Trust, each Beneficiary is a discretionary beneficiary. The Beneficiaries requested that the trustee of the Trust, Peak Trust Company-AK, distribute the Shares in the amounts described herein, and each Beneficiary directed said trustee to transfer the Shares to the Recipient Trust on the Beneficiares' behalf and for their benefit.
As noted, the trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. As a result of his being a discretionary beneficiary of the Trust and his advisory role with the Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
The Trust, the Recipient Trusts, and trusts, persons and entities affiliated with the Trust, including Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2 and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company