Filing Details

Accession Number:
0001393726-20-000172
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-22 09:37:45
Reporting Period:
2020-06-18
Accepted Time:
2020-06-22 09:37:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-18 20,088 $5.79 8,376,019 No 4 P Direct
Common Stock Acquisiton 2020-06-19 20,088 $5.82 8,396,107 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. This purchase was executed in multiple purchases at prices ranging from $5.73 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  3. This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.