Filing Details

Accession Number:
0001285617-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-28 16:00:22
Reporting Period:
2011-03-22
Filing Date:
2011-03-28
Accepted Time:
2011-03-28 16:00:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285617 James Frodsham C/O Ciena Corporation
1201 Winterson Road
Linthicum, MD 21090
Sr. Vp, Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-22 259 $23.43 192,713 No 4 S Direct
Common Stock Disposition 2011-03-22 883 $23.43 191,830 No 4 S Direct
Common Stock Disposition 2011-03-22 3,819 $23.43 188,011 No 4 S Direct
Common Stock Disposition 2011-03-22 1,375 $23.43 186,636 No 4 S Direct
Common Stock Disposition 2011-03-22 1,456 $23.43 185,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. RSU was previously reported in Table I of reporting person's Form 3 on 12/17/09.
  2. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 7/28/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 08/18/2010.
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 12/17/2009.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
  6. Shares reported include unvested Restricted Stock Units (RSUs).