Filing Details

Accession Number:
0001094792-20-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-18 20:18:02
Reporting Period:
2020-06-16
Accepted Time:
2020-06-18 20:18:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505155 Upland Software Inc. UPLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094792 T John Mcdonald 401 Congress Ave., Ste 1850
Austin TX 78701
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-16 5,836 $0.00 1,718,883 No 4 F Direct
Common Stock Disposition 2020-06-18 8,062 $34.15 1,710,821 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 153,738 Indirect By National Financial Services as Cust FBO J. McDonald RRA
Footnotes
  1. Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.
  2. Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.97 to $34.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.