Filing Details
- Accession Number:
- 0001179110-20-007570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-18 19:32:49
- Reporting Period:
- 2020-06-16
- Accepted Time:
- 2020-06-18 19:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350653 | Alphatec Holdings Inc. | ATEC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230641 | L L James Tullis | C/O Alphatec Spine, Inc. 5818 El Camino Real Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-16 | 38,000 | $5.15 | 715,828 | No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
Common Stock | Acquisiton | 2020-06-17 | 22,146 | $0.00 | 127,734 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,743,803 | Indirect | By Tullis Dickerson Capital Focus III, LP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.05 to $5.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- On June 17, 2020, issuer granted to the reporting person 22,146 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.