Filing Details
- Accession Number:
- 0001271163-20-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-18 19:16:13
- Reporting Period:
- 2020-06-16
- Accepted Time:
- 2020-06-18 19:16:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282957 | Gabelli Global Utility & Income Trust | GLU.B | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Cumulative Puttable And Callable Preferred Shares | Disposition | 2020-06-16 | 828 | $51.70 | 88,000 | No | 4 | S | Indirect | Associated Capital Group, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Associated Capital Group, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series B Cumulative Puttable And Callable Preferred Shares | 59,886 | Direct | |
| Series B Cumulative Puttable And Callable Preferred Shares | 1,000 | Indirect | Trust Account |
Footnotes
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
Billionaire Hedge Funds
