Filing Details
- Accession Number:
- 0001763113-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-18 18:14:34
- Reporting Period:
- 2020-06-18
- Accepted Time:
- 2020-06-18 18:14:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744452 | Applied Dna Sciences Inc | APDN | Services-Miscellaneous Business Services (7380) | 592262718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1763113 | W William Montgomery | 34211 Seavey Loop Rd. Eugene OR 97405 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Acquisiton | 2020-06-18 | 40,000 | $5.25 | 215,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Applied Dna Sciences Inc. Common Stock | Applied DNA Sciences Inc. 5 year warrant | Disposition | 2020-06-18 | 40,000 | $2.50 | 40,000 | $5.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,000 | 2019-11-15 | 2024-11-15 | No | 4 | P | Direct |
Footnotes
- cash exercise of warrants (see Table II)
- cash exercise of warrant
- Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN), my common stock ownership is 4.36% If I exercised my remaining 110,000 warrants, my ownership would be 6.45%.
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