Filing Details
- Accession Number:
- 0001104659-20-074725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-18 17:15:33
- Reporting Period:
- 2020-06-16
- Accepted Time:
- 2020-06-18 17:15:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381057 | K Chun Hong | 175 Technology, Suite 150 Irvine CA 92618 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-16 | 1,000,000 | $0.67 | 7,658,208 | No | 4 | S | Indirect | Hong-Cha Property Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Hong-Cha Property Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,047,848 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.