Filing Details
- Accession Number:
- 0001628280-20-009625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-17 20:08:43
- Reporting Period:
- 2020-06-15
- Accepted Time:
- 2020-06-17 20:08:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1176948 | Ares Management Corp | ARES | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025978 | P Antony Ressler | 2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067 | Co-Founder & Exec. Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-06-15 | 207,760 | $38.11 | 1,131,739 | No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Class A Common Stock | Disposition | 2020-06-16 | 80,434 | $39.04 | 1,051,305 | No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Class A Common Stock | Disposition | 2020-06-16 | 14,078 | $39.54 | 1,037,227 | No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Class A Common Stock | Disposition | 2020-06-17 | 91,959 | $39.07 | 945,268 | No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Class A Common Stock | Disposition | 2020-06-17 | 890 | $39.73 | 944,378 | No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By TJ Capital Investors, LLC |
No | 4 | S | Indirect | By TJ Capital Investors, LLC |
No | 4 | S | Indirect | By TJ Capital Investors, LLC |
No | 4 | S | Indirect | By TJ Capital Investors, LLC |
No | 4 | S | Indirect | By TJ Capital Investors, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 13,520,778 | Indirect | By Ares Owners Holdings L.P. |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.
- The price reported in Column 4 is a weighted average price. These shares were sold on June 15, 2020 in multiple transactions at prices ranging from $38.00 to $38.33. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5 and 6.
- The price reported in Column 4 is a weighted average price. These shares were sold on June 16, 2020 in multiple transactions at prices ranging from $38.46 to $39.45.
- The price reported in Column 4 is a weighted average price. These shares were sold on June 16, 2020 in multiple transactions at prices ranging from $39.46 to $39.74.
- The price reported in Column 4 is a weighted average price. These shares were sold on June 17, 2020 in multiple transactions at prices ranging from $38.68 to $39.67.
- The price reported in Column 4 is a weighted average price. These shares were sold on June 17, 2020 in multiple transactions at prices ranging from $39.68 to $39.76.
- The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.