Home > Insider Trading > Filing (0001415889-20-001626)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1169770	Banc Of California Inc.	BANC	()	OR

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1117647	D Robert Sznewajs	C/O Banc Of California, Inc. 3 Macarthur Place Santa Ana CA 92707		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-15	6,000	$10.56	39,784	No	4	P	Indirect	By the Robert D. Sznewajs Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By the Robert D. Sznewajs Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,823	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$10.90	2024-07-01	918	918	Direct
Common Stock	Stock Options	$10.90	2024-07-01	918	918	Direct
Common Stock	Stock Option	$13.75	2025-07-01	2,808	2,808	Direct
Common Stock	Stock Option	$13.75	2025-07-01	2,808	2,808	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-07-01	918	918	Direct
2024-07-01	918	918	Direct
2025-07-01	2,808	2,808	Direct
2025-07-01	2,808	2,808	Direct

Footnotes

The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.5672 to $10.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Amount reported includes shares previously transferred by the Reporting Person into the Robert D. Sznewajs Revocable Trust.
Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested.