Filing Details
- Accession Number:
- 0001209191-20-037205
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-06-17 15:22:14
- Reporting Period:
- 2020-06-04
- Accepted Time:
- 2020-06-17 15:22:14
- Original Submission Date:
- 2020-06-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272480 | J Kimberly Mcwaters | 4225 E. Windrose Dr. Phoenix AZ 85032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2020-06-04 | 17,339 | $7.50 | 377,953 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 707 | Indirect | Spouse |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 plan, dated 3/13/2020, adopted by the Reporting Person.
- Due to a broker error, the Form 4 filed by the Reporting Person on June 4, 2020 incorrectly reported that 3,473 shares were sold that day. This amendment reflects the correct amount of shares sold on June 4, 2020.
- The shares were sold at prices ranging from $7.500 - $7.555. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of securities beneficially owned as of June 10, 2020 when the Rule 10b5-1 plan was completed (giving effect to all reported sales subsequent to June 4, 2020).