Filing Details

Accession Number:
0001209191-20-037205
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-17 15:22:14
Reporting Period:
2020-06-04
Accepted Time:
2020-06-17 15:22:14
Original Submission Date:
2020-06-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272480 J Kimberly Mcwaters 4225 E. Windrose Dr.
Phoenix AZ 85032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Disposition 2020-06-04 17,339 $7.50 377,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.0001 Par Value 707 Indirect Spouse
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 plan, dated 3/13/2020, adopted by the Reporting Person.
  2. Due to a broker error, the Form 4 filed by the Reporting Person on June 4, 2020 incorrectly reported that 3,473 shares were sold that day. This amendment reflects the correct amount of shares sold on June 4, 2020.
  3. The shares were sold at prices ranging from $7.500 - $7.555. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the number of securities beneficially owned as of June 10, 2020 when the Rule 10b5-1 plan was completed (giving effect to all reported sales subsequent to June 4, 2020).