Filing Details
- Accession Number:
- 0000899243-20-016780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-16 21:13:08
- Reporting Period:
- 2020-06-12
- Accepted Time:
- 2020-06-16 21:13:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501134 | Invitae Corp | NVTA | Services-Medical Laboratories (8071) | 271701898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1689575 | Katherine Stueland | C/O Invitae Corporation 1400 16Th Street San Francisco CA 94103 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-12 | 1,000 | $16.34 | 203,925 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-06-12 | 59,150 | $0.00 | 263,075 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-06-12 | 19,600 | $0.00 | 19,600 | $16.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,600 | 2030-06-12 | No | 4 | A | Direct |
Footnotes
- These sales of common stock were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 22, 2019.
- Includes an aggregate of 154,490 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- Shares issuable upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3rd of the total award vesting on each of June 12, 2021, 2022 and 2023.
- Includes an aggregate of 213,640 shares of common stock issuable pursuant to restricted stock units that have not vested.
- Option vests over four years, with 25% of the shares vesting on June 12, 2021, and 1/48th of the remaining shares vesting monthly thereafter for the remaining three years.