Filing Details

Accession Number:
0000899243-20-016780
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-16 21:13:08
Reporting Period:
2020-06-12
Accepted Time:
2020-06-16 21:13:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501134 Invitae Corp NVTA Services-Medical Laboratories (8071) 271701898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1689575 Katherine Stueland C/O Invitae Corporation
1400 16Th Street
San Francisco CA 94103
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-12 1,000 $16.34 203,925 No 4 S Direct
Common Stock Acquisiton 2020-06-12 59,150 $0.00 263,075 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2020-06-12 19,600 $0.00 19,600 $16.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,600 2030-06-12 No 4 A Direct
Footnotes
  1. These sales of common stock were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 22, 2019.
  2. Includes an aggregate of 154,490 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
  3. Shares issuable upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3rd of the total award vesting on each of June 12, 2021, 2022 and 2023.
  4. Includes an aggregate of 213,640 shares of common stock issuable pursuant to restricted stock units that have not vested.
  5. Option vests over four years, with 25% of the shares vesting on June 12, 2021, and 1/48th of the remaining shares vesting monthly thereafter for the remaining three years.