Filing Details

Accession Number:
0001209191-20-037022
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-16 17:29:56
Reporting Period:
2020-06-12
Accepted Time:
2020-06-16 17:29:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128361 Hope Bancorp Inc HOPE National Commercial Banks (6021) 954849715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301733 Steven Koh 3200 Wilshire Blvd.
Suite 1400
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-12 55,439 $9.12 3,304,710 No 4 S Indirect Various Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Various Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified stock option (right to buy) $17.18 2026-09-01 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $5.02 2016-08-01 2022-01-28 105,510 105,510 Direct
Common Stock Stock Option (right to buy) $14.65 2016-08-01 2025-08-25 6,167 6,167 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 30,000 30,000 Direct
2022-01-28 105,510 105,510 Direct
2025-08-25 6,167 6,167 Direct
Footnotes
  1. These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.