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Home > Insider Trading > Filing (0001209191-20-037022)

Filing Details

Accession Number:: 0001209191-20-037022
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-16 17:29:56
Reporting Period:: 2020-06-12

Accepted Time:: 2020-06-16 17:29:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1128361	Hope Bancorp Inc	HOPE	National Commercial Banks (6021)	954849715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301733	Steven Koh	3200 Wilshire Blvd. Suite 1400 Los Angeles CA 90010		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-06-12	55,439	$9.12	3,304,710	No	4	S	Indirect	Various Trusts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Various Trusts

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified stock option (right to buy)	$17.18		2026-09-01	30,000	30,000	Direct
Common Stock	Stock Option (right to buy)	$5.02	2016-08-01	2022-01-28	105,510	105,510	Direct
Common Stock	Stock Option (right to buy)	$14.65	2016-08-01	2025-08-25	6,167	6,167	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-09-01	30,000	30,000	Direct
2022-01-28	105,510	105,510	Direct
2025-08-25	6,167	6,167	Direct

Footnotes

These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.