Filing Details
- Accession Number:
- 0000899243-20-016676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-16 17:26:22
- Reporting Period:
- 2020-06-15
- Accepted Time:
- 2020-06-16 17:26:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529399 | George Gaines | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-06-15 | 4,955 | $8.20 | 1,048,245 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-15 | 10,045 | $8.25 | 1,038,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-15 | 5,000 | $8.30 | 1,033,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2019-11-25 | 5,300 | $7.74 | 5,300 | $7.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,300 | 2019-11-25 | 2026-11-25 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $2.04 | 2012-07-10 | 2022-07-10 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $1.95 | 2013-07-19 | 2023-07-19 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $2.40 | 2014-07-22 | 2024-07-22 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $3.08 | 2015-07-09 | 2025-07-09 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $7.53 | 2019-08-30 | 2029-08-30 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-07-10 | 7,500 | 7,500 | Direct |
| 2023-07-19 | 7,500 | 7,500 | Direct |
| 2024-07-22 | 7,500 | 7,500 | Direct |
| 2025-07-09 | 7,500 | 7,500 | Direct |
| 2029-08-30 | 7,500 | 7,500 | Direct |
Footnotes
- Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
- Stock options vest at a rate of 1/3 per month commencing on July 19, 2013.
- Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
- Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
- Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
- Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
Billionaire Hedge Funds
