Filing Details
- Accession Number:
- 0001209191-20-037018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-16 17:24:05
- Reporting Period:
- 2020-06-10
- Accepted Time:
- 2020-06-16 17:24:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394319 | Tracon Pharmaceuticals Inc. | TCON | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251371 | L Saundra Pelletier | C/O Tracon Pharmaceuticals, Inc. 4350 La Jolla Village Drive, Suite 800 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-11 | 2,500 | $2.00 | 2,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-06-15 | 3,000 | $2.07 | 5,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Acquisiton | 2020-06-10 | 4,500 | $0.00 | 4,500 | $2.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,500 | 2030-06-09 | No | 4 | A | Direct |
Footnotes
- The shares subject to the option shall vest and become exercisable on the earlier of the first anniversary of the grant date set forth in column 3 above or the date of the next annual meeting of the Company's stockholders.
Billionaire Hedge Funds
