Filing Details
- Accession Number:
- 0001800639-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-16 16:40:12
- Reporting Period:
- 2020-06-12
- Accepted Time:
- 2020-06-16 16:40:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102426 | Boulder Growth & Income Fund | BIF | () | 132729672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1800639 | Trust Horejsi S. John | 3000 A. Street Suite 200 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-12 | 20,749 | $9.57 | 677,847 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On June 12, 2020, the Reporting Person (also referred to as the "JSHT") received a distribution of 20,749 shares (the "Shares") of Boulder Growth & Income Fund, Inc. ( the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of John S. Horejsi, who is a discretionary beneficiary of the Trust and the grantor of the JSHT.
- The trustee of the JSHT is Peak Trust Company-AK, which may be deemed to control the JSHT. As a result of his advisory role with the JSHT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JSHT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JSHT.
- The JSHT and trusts, persons and entities affiliated with the JSHT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.