Filing Details
- Accession Number:
- 0001209191-20-036847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-15 21:13:11
- Reporting Period:
- 2020-06-11
- Accepted Time:
- 2020-06-15 21:13:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781983 | Aprea Therapeutics Inc. | APRE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219014 | M Scott Rocklage | 14646 Watermark Way Palm Beach Gardens FL 33410 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-06-11 | 235,200 | $28.75 | 1,938,549 | No | 4 | S | Indirect | see footnotes |
| Common Stock | Disposition | 2020-06-11 | 9,800 | $28.75 | 80,772 | No | 4 | S | Indirect | see footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | see footnotes |
| No | 4 | S | Indirect | see footnotes |
Footnotes
- Shares are held directly by 5AM Ventures IV, L.P.
- The reporting person is a managing member of 5AM Partners IV, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by the 5AM Funds. The reporting person disclaims beneficial ownership of the shares of Common Stock and Preferred Stock held directly by the 5AM Funds, except to the extent of his pecuniary interest therein.
- Shares are held directly by 5AM Co-Investors IV, L.P
Billionaire Hedge Funds
