Filing Details
- Accession Number:
- 0001140361-11-018779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-25 19:07:08
- Reporting Period:
- 2011-03-23
- Filing Date:
- 2011-03-25
- Accepted Time:
- 2011-03-25 19:07:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37748 | Massey Energy Co | MEE | Bituminous Coal & Lignite Surface Mining (1221) | 950740960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220279 | Jr F Baxter Phillips | C/O Massey Energy Company 4 North 4Th Street Richmond VA 23219 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-23 | 2,454 | $24.73 | 122,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-23 | 2,450 | $34.05 | 125,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-23 | 4,904 | $67.00 | 120,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-23 | 2,454 | $0.00 | 2,454 | $24.73 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-23 | 2,450 | $0.00 | 2,450 | $34.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-11-12 | 2016-11-12 | No | 4 | M | Direct |
| 4,899 | 2010-11-09 | 2019-11-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,173 | Indirect | By the 401(k) Plan |
| Common Stock | 8,911 | Indirect | By wife |
Footnotes
- The stock options were exercised and the underlying common stock was sold pursuant to a sales plan entered into by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Consideration for these stock options is in the form of labor performed for or services rendered to Massey, having a fair market value of not less than the present fair market value of a like number of options of common stock of Massey.
- One-third of the remaining stock options vest and become exercisable on November 9, 2011 and the remaining one-third vest on November 9, 2012.
Billionaire Hedge Funds
