Filing Details
- Accession Number:
- 0001209191-20-036691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-15 17:23:02
- Reporting Period:
- 2020-06-11
- Accepted Time:
- 2020-06-15 17:23:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc. | AVLR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1269473 | William Ingram | 255 South King St. Suite 1800 Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-11 | 752 | $0.00 | 1,731 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-06-12 | 3,000 | $13.84 | 4,731 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-12 | 10,000 | $16.60 | 14,731 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-12 | 15,000 | $39.76 | 29,731 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-12 | 28,000 | $102.63 | 1,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2020-06-11 | 1,927 | $0.00 | 1,927 | $99.65 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-12 | 3,000 | $0.00 | 3,000 | $13.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-12 | 10,000 | $0.00 | 10,000 | $16.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-06-12 | 15,000 | $0.00 | 15,000 | $39.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,927 | 2030-06-11 | No | 4 | A | Direct | |
| 13,239 | 2027-02-09 | No | 4 | M | Direct | |
| 17,238 | 2028-01-23 | No | 4 | M | Direct | |
| 120,185 | 2029-01-28 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.45 to $103.07, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
- The option vests and becomes exercisable in full on the earlier to occur of June 11, 2021, or the date immediately prior to the date of the 2021 annual meeting of the Issuer's shareholders.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
Billionaire Hedge Funds
