Filing Details
- Accession Number:
- 0000899243-20-016486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-15 16:00:20
- Reporting Period:
- 2020-06-11
- Accepted Time:
- 2020-06-15 16:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580864 | Vroom Inc. | VRM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545446 | Arnold Scott Dahnke | C/O Vroom, Inc. 1375 Broadway, Floor 11 New York NY 10018 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-11 | 10,335,520 | $0.00 | 10,589,776 | No | 4 | C | Indirect | Directly held by CGP2 Lone Star, L.P. |
Common Stock | Acquisiton | 2020-06-11 | 6,994,354 | $0.00 | 6,994,354 | No | 4 | C | Indirect | Directly held by CGP2 Zoom Holding, L.P. |
Common Stock | Acquisiton | 2020-06-11 | 1,838,704 | $0.00 | 1,838,704 | No | 4 | C | Indirect | Directly held by LCGP3 Accelerator, L.P. |
Common Stock | Acquisiton | 2020-06-11 | 318,181 | $22.00 | 2,156,885 | No | 4 | P | Indirect | Directly held by LCGP3 Accelerator, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Directly held by CGP2 Lone Star, L.P. |
No | 4 | C | Indirect | Directly held by CGP2 Zoom Holding, L.P. |
No | 4 | C | Indirect | Directly held by LCGP3 Accelerator, L.P. |
No | 4 | P | Indirect | Directly held by LCGP3 Accelerator, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2020-06-11 | 4,567,122 | $0.00 | 4,567,122 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2020-06-11 | 9,102,762 | $0.00 | 9,102,762 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2020-06-11 | 1,232,758 | $0.00 | 1,232,758 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2020-06-11 | 1,758,744 | $0.00 | 1,758,744 | $0.00 |
Common Stock | Series G Preferred Stock | Disposition | 2020-06-11 | 668,488 | $0.00 | 668,488 | $0.00 |
Common Stock | Series H Preferred Stock | Disposition | 2020-06-11 | 1,838,704 | $0.00 | 1,838,704 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
- CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star, L.P. ("CGP2 Lone Star"). CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.