Filing Details
- Accession Number:
- 0001225208-20-008976
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-06-15 12:47:02
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-06-15 12:47:02
- Original Submission Date:
- 2020-03-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350797 | Eaton Vance Corp | EV | Investment Advice (6282) | 042718215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287807 | Jr H Winthrop Smith | Two International Place Eaton Vance Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2020-03-12 | 3,500 | $29.04 | 3,500 | No | 4 | P | Indirect | By Summit Ventures NE LLC |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2020-03-13 | 3,400 | $30.46 | 6,900 | No | 4 | P | Indirect | By Summit Ventures NE LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Summit Ventures NE LLC |
No | 4 | P | Indirect | By Summit Ventures NE LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Eaton Vance Corp. Non-Voting Common Stock | 27,000 | Direct |
Footnotes
- Shares were previously reported as directly owned by the reporting person in the original Form 4 filed on March 13, 2020.
- In addition to the shares in footnote (1), the number of shares previously reported as directly owned by the reporting person in the original Form 4 filed on March 13, 2020 also inadvertently included 2,000 shares that were purchased by a private family foundation and therefore are not beneficially owned by the reporting person under Section 16(a).