Filing Details

Accession Number:
0001225208-20-008976
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-15 12:47:02
Reporting Period:
2020-03-12
Accepted Time:
2020-06-15 12:47:02
Original Submission Date:
2020-03-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287807 Jr H Winthrop Smith Two International Place
Eaton Vance
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2020-03-12 3,500 $29.04 3,500 No 4 P Indirect By Summit Ventures NE LLC
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2020-03-13 3,400 $30.46 6,900 No 4 P Indirect By Summit Ventures NE LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Summit Ventures NE LLC
No 4 P Indirect By Summit Ventures NE LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock 27,000 Direct
Footnotes
  1. Shares were previously reported as directly owned by the reporting person in the original Form 4 filed on March 13, 2020.
  2. In addition to the shares in footnote (1), the number of shares previously reported as directly owned by the reporting person in the original Form 4 filed on March 13, 2020 also inadvertently included 2,000 shares that were purchased by a private family foundation and therefore are not beneficially owned by the reporting person under Section 16(a).