Filing Details
- Accession Number:
- 0001140361-11-018760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-25 18:15:31
- Reporting Period:
- 2011-03-24
- Filing Date:
- 2011-03-25
- Accepted Time:
- 2011-03-25 18:15:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 858877 | Cisco Systems Inc | CSCO | Computer Communications Equipment (3576) | 770059951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198043 | R Larry Carter | 170 West Tasman Drive San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-24 | 125,000 | $9.75 | 201,876 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-24 | 125,000 | $17.44 | 76,876 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-25 | 125,000 | $9.75 | 201,876 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-25 | 125,000 | $17.29 | 76,876 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-24 | 125,000 | $0.00 | 125,000 | $9.75 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-25 | 125,000 | $0.00 | 125,000 | $9.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,000 | 2003-10-10 | 2011-10-10 | No | 4 | M | Direct |
| 0 | 2003-10-10 | 2011-10-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,588 | Indirect | by Trust |
| Common Stock | 3,400 | Indirect | by Carter Living Trust |
Footnotes
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.35 to $17.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Shares held by the Carter Revocable Trust dated October 18, 1994.
- The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments.
Billionaire Hedge Funds
