Filing Details

Accession Number:
0001209191-20-036491
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-12 21:42:22
Reporting Period:
2020-06-12
Accepted Time:
2020-06-12 21:42:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044378 Biocept Inc BIOC Pharmaceutical Preparations (2834) CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024004 F David Hale C/O Biocept, Inc.
5810 Nancy Ridge Drive #150
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-12 159 $0.56 3,477 No 4 S Indirect By LLC
Common Stock Disposition 2020-06-12 445 $0.55 112 No 4 S Indirect By trust
Common Stock Disposition 2020-06-12 556 $0.56 867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By LLC
No 4 S Indirect By trust
No 4 S Direct
Footnotes
  1. The sales reported herein were made for tax planning purposes.
  2. On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 105,463 fewer shares.
  3. On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 16,179 fewer shares.
  4. On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 41,295 fewer shares.