Filing Details
- Accession Number:
- 0001209191-20-036491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-12 21:42:22
- Reporting Period:
- 2020-06-12
- Accepted Time:
- 2020-06-12 21:42:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1044378 | Biocept Inc | BIOC | Pharmaceutical Preparations (2834) | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024004 | F David Hale | C/O Biocept, Inc. 5810 Nancy Ridge Drive #150 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-12 | 159 | $0.56 | 3,477 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2020-06-12 | 445 | $0.55 | 112 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2020-06-12 | 556 | $0.56 | 867 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By trust |
No | 4 | S | Direct |
Footnotes
- The sales reported herein were made for tax planning purposes.
- On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 105,463 fewer shares.
- On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 16,179 fewer shares.
- On July 6, 2018, the Issuer effected a 1-for-30 reverse stock split resulting in the reporting person's ownership of 41,295 fewer shares.