Home > Insider Trading > Filing (0001209191-20-036452)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1540755	Anaplan Inc.	PLAN	Services-Prepackaged Software (7372)	270897861

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1789939	Gagan Dhingra	50 Hawthorne Street San Francisco CA 94105	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-10	5,056	$0.00	5,668	No	4	M	Direct
Common Stock	Disposition	2020-06-11	1,921	$43.11	3,747	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-06-10	5,056	$0.00	5,056	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,618			No	4	M	Direct

Footnotes

The Reporting Person was granted restricted stock units ("RSUs") in May 2019, which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs shall vest on June 10, 2020 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
Includes 462 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Also includes 150 shares of common stock inadvertently excluded from the Form 3 filed by the Reporting Person on October 22, 2019.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.