Filing Details
- Accession Number:
- 0001209191-20-036419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-12 18:31:35
- Reporting Period:
- 2020-06-10
- Accepted Time:
- 2020-06-12 18:31:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1591587 | Assetmark Financial Holdings Inc. | AMK | Investment Advice (6282) | 300774039 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1782568 | F. Ted Angus | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-10 | 6,200 | $27.66 | 180,749 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-06-10 | 3,247 | $27.97 | 177,502 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $26.90 to $27.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $27.90 to $28.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.