Filing Details
- Accession Number:
- 0001779453-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-11 17:55:31
- Reporting Period:
- 2020-06-09
- Accepted Time:
- 2020-06-11 17:55:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1801777 | Applied Molecular Transport Inc. | AMTI | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1751796 | Epq Llc Amt Ps | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | No | Yes | |
| 1779453 | Epiq Capital Group, Llc | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | No | Yes | |
| 1788890 | Epq Llc, Amtb Ps | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | Yes | No | |
| 1814486 | Epq Llc, Amtc Ps | 9650 Gateway Drive, Suite 200 Reno NV 89521 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-09 | 2,149,292 | $0.00 | 2,149,292 | No | 4 | C | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-06-09 | 3,394,948 | $0.00 | 5,544,240 | No | 4 | C | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-06-09 | 2,500,000 | $14.00 | 8,044,240 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2020-06-09 | 220,000 | $14.00 | 8,264,240 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnotes |
| No | 4 | C | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | Disposition | 2020-06-09 | 2,149,292 | $0.00 | 2,149,292 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2020-06-09 | 3,394,948 | $0.00 | 3,394,948 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Automatic conversion of Series B Preferred stock held by EPQ LLC, AMT PS to Common Stock in connection with the initial public offering of the Issuer.
- Automatic conversion of Series C Preferred stock held by EPQ LLC, AMTB PS to Common Stock in connection with the initial public offering of the Issuer.
- EPQ LLC, AMT PS is the direct owner of these shares.
- EPQ LLC, AMTB PS is the direct owner of these shares.
- EPQ LLC, AMTC PS is the direct owner of these shares.
- Chad Boeding is the direct owner of these shares.
- EPIQ Capital Group, LLC ("EPIQ") is the managing member of EPQ LLC, AMT PS, EPQ LLC, AMTB PS, and EPQ LLC, AMTC PS (the "EPQ Funds"). Chad Boeding is the Manager of EPIQ. EPQ LLC, AMT PS directly owns 2,149,292 common shares. EPQ LLC, AMTB PS directly owns 3,394,948 common shares. EPQ LLC, AMTC PS directly owns 2,500,000 common shares. Chad Boeding directly owns 220,000 common shares.
- Each of EPIQ, the EPQ Funds, and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Billionaire Hedge Funds
