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Filing Details

Accession Number:: 0001730168-20-000105
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-11 17:40:20
Reporting Period:: 2020-06-09

Accepted Time:: 2020-06-11 17:40:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1730168	Broadcom Inc.	AVGO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1670643	H. Thomas Krause	C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.001 Par Value	Disposition	2020-06-09	600	$312.26	90,766	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	1,100	$312.92	89,666	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	400	$313.96	89,266	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	3,531	$315.27	85,735	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	16,243	$316.01	69,492	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	12,266	$317.11	57,226	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2020-06-09	5,860	$317.84	51,366	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Transaction executed in multiple trades at prices ranging from $311.58 to $312.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Includes 50,875 Restricted Stock Units.
Transaction executed in multiple trades at prices ranging from $312.58 to $313.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $313.58 to $314.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $314.58 to $315.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $315.58 to $316.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $316.58 to $317.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $317.59 to $318.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.