Filing Details
- Accession Number:
- 0001209191-20-036005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-11 17:18:04
- Reporting Period:
- 2020-06-09
- Accepted Time:
- 2020-06-11 17:18:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178697 | Sonim Technologies Inc | SONM | Telephone & Telegraph Apparatus (3661) | 943336783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667502 | Wiley Thomas Wilkinson | 6836 Bee Cave Road, Building 1, Ste. 279 Austin TX 78746 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-09 | 325,000 | $0.00 | 327,500 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-06-09 | 200,000 | $0.00 | 527,500 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2020-06-09 | 200,000 | $0.75 | 727,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 5 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents the grant of restricted stock units that vest in four equal annual installments beginning on June 9, 2020.
- Includes 2,500 shares acquired by the reporting person under the Issuer's 2019 Employee Stock Purchase Plan on May 15, 2020.
- This grant is contingent upon approval by the Issuer's stockholders of an increase in the number of shares reserved for issuance under the Issuer's 2019 Equity Incentive Plan.
- Represents shares of Common Stock purchased directly from the underwriters in an underwritten public offering conducted by the Issuer.
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