Filing Details
- Accession Number:
- 0001280263-20-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-10 16:53:42
- Reporting Period:
- 2020-06-09
- Accepted Time:
- 2020-06-10 16:53:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-06-09 | 1,167 | $6.00 | 26,127 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-06-09 | 333 | $16.35 | 26,460 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-06-09 | 1,500 | $52.84 | 24,960 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2020-06-09 | 1,167 | $0.00 | 1,167 | $6.00 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2020-06-09 | 333 | $0.00 | 333 | $16.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-10-08 | No | 4 | M | Direct | |
| 5,222 | 2023-06-05 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.
- Shares subject to the option vest monthly over four years commencing on August 20, 2012.
- Shares subject to the option vest monthly over one year commencing on June 6, 2013.
Billionaire Hedge Funds
