Filing Details

Accession Number:
0001595974-20-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-10 16:27:11
Reporting Period:
2020-06-08
Accepted Time:
2020-06-10 16:27:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523288 David Day C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Floor
Los Angeles CA 90094
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-08 10,000 $1.97 334,698 No 4 M Direct
Common Stock Disposition 2020-06-08 10,000 $8.69 324,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-08 10,000 $0.00 10,000 $1.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,817 2028-03-15 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. 25% of the stock options vested on February 1, 2019 and the remaining options have vested or will vest in 36 equal installments each calendar month thereafter.
  3. Award of stock options granted as compensation for services