Filing Details

Accession Number:
0001715790-20-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-10 16:17:58
Reporting Period:
2020-06-08
Accepted Time:
2020-06-10 16:17:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10456 Baxter International Inc BAX Surgical & Medical Instruments & Apparatus (3841) 360781620
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1715790 Cristiano Franzi One Baxter Parkway
Deerfield IL 60015
Svp, President, Emea No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1 Par Value Acquisiton 2020-06-08 46,600 $62.23 85,688 No 4 M Direct
Common Stock, $1 Par Value Disposition 2020-06-08 23,900 $87.33 61,788 No 4 S Direct
Common Stock, $1 Par Value Disposition 2020-06-08 22,700 $87.96 39,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2020-06-08 46,600 $0.00 46,600 $62.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,400 2027-09-01 No 4 M Direct
Footnotes
  1. The options are exercisable in three equal annual installments beginning on September 1, 2018, the first anniversary of the grant date. On September 4, 2018 and September 3, 2019, 23,333 options became exercisable for a total of 46,666 exercisable options.
  2. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Franzi with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Franzi.
  3. Price reflects weighted average sales price. Range of prices for transactions are $ 86.77 through $87.77. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
  4. Price reflects weighted average sales price. Range of prices for transactions are $ 87.78 through $88.17 Full information regarding the number of shares sold at each separate price will be provided by BII upon request.