Filing Details
- Accession Number:
- 0001562180-20-004392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 20:00:24
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-09 20:00:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708156 | J Daniel Beck | 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-05 | 421 | $0.00 | 2,312 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 684 | $0.00 | 2,996 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-05 | 199 | $235.20 | 2,797 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-06-05 | 237 | $235.20 | 2,560 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,102 | $169.49 | 3,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,103 | $169.49 | 4,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-05 | 1,103 | $240.15 | 3,662 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-05 | 1,102 | $240.15 | 2,560 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2020-06-05 | 421 | $0.00 | 421 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2020-06-05 | 684 | $0.00 | 684 | $0.00 |
| Common Stock | Stock Option | Disposition | 2020-06-05 | 1,102 | $0.00 | 1,102 | $169.49 |
| Common Stock | Stock Option | Disposition | 2020-06-05 | 1,103 | $0.00 | 1,103 | $169.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 421 | 2024-06-04 | No | 4 | M | Direct | |
| 684 | 2024-06-05 | No | 4 | M | Direct | |
| 1,837 | 2024-06-05 | No | 4 | M | Direct | |
| 734 | 2024-06-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27 | Indirect | By 401(k)/ESOP |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020.
- 25%/4yr beginning on 05-Jun-2017.
Billionaire Hedge Funds
