Filing Details
- Accession Number:
- 0001209191-11-019653
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-25 14:33:02
- Reporting Period:
- 2010-01-29
- Filing Date:
- 2011-03-25
- Accepted Time:
- 2011-03-25 14:33:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | Services-Help Supply Services (7363) | 576218917 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361965 | B Alan Offenberg | Sixty One Wilton Road Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2010-01-29 | 267 | $11.96 | 15,665 | No | 4 | P | Direct | |
Shares | Acquisiton | 2010-09-15 | 71,710 | $0.00 | 87,375 | No | 4 | J | Direct | |
Shares | Disposition | 2010-09-15 | 71,710 | $0.00 | 0 | No | 4 | J | Indirect | Through Pharos I LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Through Pharos I LLC |
Footnotes
- Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- The purchase reported in this Form 4 was effected pursuant to a 10b5-1 trading plan that has been discontinued.
- In September 2010, all shares owned by Pharos I, LLC were transferred to its members in accordance with each member's pecuniary interest therein.
- Amounts with respect to Mr. Offenberg reflect his beneficial ownership of Shares through his pecuniary interest in Pharos I LLC.