Filing Details
- Accession Number:
- 0001179110-20-007139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 17:05:24
- Reporting Period:
- 2020-06-08
- Accepted Time:
- 2020-06-09 17:05:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198753 | Jr M Douglas Baker | 1 Ecolab Place Saint Paul MN 55102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-08 | 150,650 | $103.27 | 729,449 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-08 | 62,763 | $227.64 | 666,686 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-06-08 | 65,668 | $228.31 | 601,018 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-06-08 | 150,650 | $0.00 | 150,650 | $103.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-04 | 2023-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,050 | Indirect | By Wife |
Common Stock | 72,850 | Indirect | By Julie M. Baker 2012 Irrevocable Trust |
Common Stock | 72,500 | Indirect | By Douglas M. Baker, Jr. 2012 Irrevocable Trust |
Common Stock | 5,668 | Indirect | By Ecolab Savings Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $227.030 to $228.025, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $228.030 to $228.640, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2020. (The 5,668.227 UNITS are the equivalent of approximately 10,391 SHARES of the issuer's Common Stock.)
- The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.