Filing Details

Accession Number:
0001179110-20-007139
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-09 17:05:24
Reporting Period:
2020-06-08
Accepted Time:
2020-06-09 17:05:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198753 Jr M Douglas Baker 1 Ecolab Place
Saint Paul MN 55102
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-08 150,650 $103.27 729,449 No 4 M Direct
Common Stock Disposition 2020-06-08 62,763 $227.64 666,686 No 4 S Direct
Common Stock Disposition 2020-06-08 65,668 $228.31 601,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-06-08 150,650 $0.00 150,650 $103.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-04 2023-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,050 Indirect By Wife
Common Stock 72,850 Indirect By Julie M. Baker 2012 Irrevocable Trust
Common Stock 72,500 Indirect By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock 5,668 Indirect By Ecolab Savings Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $227.030 to $228.025, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $228.030 to $228.640, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2020. (The 5,668.227 UNITS are the equivalent of approximately 10,391 SHARES of the issuer's Common Stock.)
  4. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.