Filing Details
- Accession Number:
- 0001209191-20-035268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 16:32:53
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-09 16:32:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-05 | 128 | $0.00 | 812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-05 | 38 | $99.20 | 774 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-06-05 | 120 | $100.00 | 654 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-06-08 | 98 | $0.00 | 752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-08 | 29 | $98.51 | 723 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-06-09 | 326 | $0.00 | 1,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-09 | 96 | $98.84 | 953 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-06-05 | 128 | $0.00 | 128 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-06-08 | 98 | $0.00 | 98 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-06-09 | 326 | $0.00 | 326 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,407 | 2019-03-05 | No | 4 | M | Direct | |
| 1,464 | 2020-03-06 | No | 4 | M | Direct | |
| 980 | 2017-03-09 | No | 4 | M | Direct |
Footnotes
- Represents a 5% vesting on June 5, 2020. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on June 6, 2020, with a release date of June 8, 2020, the first business day following the vesting. The original grant was 1,952 restricted stock units, with 20% vesting on March 6, 2020, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on June 9, 2020. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, shares of common stock are not subject to expiration.
Billionaire Hedge Funds
