Filing Details
- Accession Number:
- 0001124796-20-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 14:57:00
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-09 14:57:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $0.75 | 36,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $0.75 | 37,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $0.75 | 38,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $0.75 | 39,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $0.75 | 40,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $1.10 | 41,969 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-05 | 1,000 | $1.45 | 42,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-05 | 7,000 | $25.00 | 35,969 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $1.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-05 | 1,000 | $0.00 | 1,000 | $1.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,900 | No | 4 | M | Direct | ||
| 17,500 | 2019-05-26 | 2025-02-26 | No | 4 | M | Direct |
| 29,500 | 2025-04-18 | No | 4 | M | Direct | |
| 37,500 | 2025-04-18 | No | 4 | M | Direct | |
| 35,500 | 2025-06-27 | No | 4 | M | Direct | |
| 17,500 | 2026-07-01 | No | 4 | M | Direct | |
| 37,500 | 2027-06-02 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This option became fully vested and exercisable on February 26, 2016.
- This option expires on February 26, 2025.
- This option became fully vested and exercisable on February 23, 2016.
- This option became fully vested and exercisable on March 6, 2020.
- Twenty percent (20%) of the shares subject to the option vested on June 9, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
- Twenty percent (20%) of the shares subject to the option vested on July 1, 2017 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
- Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
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