Filing Details

Accession Number:
0001654925-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-09 09:00:58
Reporting Period:
2020-06-05
Accepted Time:
2020-06-09 09:00:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
751978 Vicor Corp VICR Electronic Components, Nec (3679) 042742817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654925 Alex Gusinov 25 Frontage Rd.
Andover MA 01810
Corp. Vice President Eng. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-05 3,660 $17.30 22,609 No 4 M Direct
Common Stock Disposition 2020-06-05 2,089 $69.00 20,520 No 4 S Direct
Common Stock Acquisiton 2020-06-05 916 $12.19 21,436 No 4 M Direct
Common Stock Acquisiton 2020-06-05 483 $69.00 20,593 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2020-06-05 3,660 $0.00 3,660 $17.30
Common Stock Non Qualified Stock Option Disposition 2020-06-05 916 $0.00 916 $12.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,442 2023-09-13 No 4 M Direct
1,372 2024-07-21 No 4 M Direct
Footnotes
  1. This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.
  2. The remaining 2,442 stock options vest on 9/13/2020 and 9/13/2021.
  3. The remaining 1,372 stock options vest on 7/21/2020, 7/21/2021 and 7/21/2022.