Filing Details
- Accession Number:
- 0000950103-20-011293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-09 06:00:43
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-09 06:00:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344018 | A Jack Pacheco | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Executive Vp, Cfo, Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2020-06-05 | 7,500 | $24.93 | 96,458 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2020-06-05 | 7,500 | $30.00 | 88,958 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2020-06-05 | 3,750 | $30.00 | 85,208 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-06-05 | 7,500 | $0.00 | 7,500 | $24.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,230 | 2024-09-22 | No | 4 | M | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018.
- The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.