Filing Details

Accession Number:
0000950103-20-011293
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-09 06:00:43
Reporting Period:
2020-06-05
Accepted Time:
2020-06-09 06:00:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Executive Vp, Cfo, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-06-05 7,500 $24.93 96,458 No 4 M Direct
Ordinary Shares Disposition 2020-06-05 7,500 $30.00 88,958 No 4 S Direct
Ordinary Shares Disposition 2020-06-05 3,750 $30.00 85,208 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-06-05 7,500 $0.00 7,500 $24.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,230 2024-09-22 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018.
  2. The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.