Filing Details

Accession Number:
0001214659-20-005471
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-08 20:40:15
Reporting Period:
2020-06-08
Accepted Time:
2020-06-08 20:40:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244892 Ann Mather C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-08 12,845 $0.00 89,711 No 4 M Direct
Common Stock Disposition 2020-06-08 12,845 $9.14 76,866 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-06-08 12,845 $0.00 12,845 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Vesting of restricted stock units (RSUs) granted to Ms. Mather on June 6, 2019.
  2. The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Ms. Mather entered into on March 5, 2020.
  3. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $8.88 to $9.29. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  4. Each RSU represents a contingent right to receive one share of Glu common stock.
  5. The RSU vested in full on June 8, 2020.