Filing Details
- Accession Number:
- 0001573221-20-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-08 16:34:39
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-08 16:34:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1573221 | Therealreal Inc. | REAL | Retail-Miscellaneous Retail (5900) | 451234222 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780940 | Ming Steve Lo | C/O Therealreal 55 Francisco Street San Francisco CA 94133 | Vp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-05 | 3,125 | $7.64 | 46,125 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-05 | 3,125 | $15.29 | 43,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-06-05 | 3,125 | $0.00 | 3,125 | $7.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,625 | 2028-12-05 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.
- Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.76. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.