Filing Details
- Accession Number:
- 0001593968-20-001411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-08 13:04:15
- Reporting Period:
- 2020-06-05
- Accepted Time:
- 2020-06-08 13:04:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1615165 | Veritone Inc. | VERI | Services-Computer Processing & Data Preparation (7374) | 471161641 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705446 | Ryan Steelberg | C/O Veritone, Inc. 575 Anton Boulevard Costa Mesa CA 92626 | President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-05 | 8,051 | $11.59 | 108,752 | No | 4 | P | Indirect | Held by Living Trust |
Common Stock | Acquisiton | 2020-06-05 | 8,650 | $12.29 | 117,402 | No | 4 | P | Indirect | Held by Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Living Trust |
No | 4 | P | Indirect | Held by Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 215,921 | Indirect | Held by Steel Veritone Fund I, LLC |
Common Stock | 72,633 | Direct | |
Common Stock | 2,003,349 | Indirect | Held by RVH, LLC |
Footnotes
- Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $11.067 to $11.98 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held by reporting person as trustee of a living trust.
- Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $12.21 to $12.42 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.