Home > Insider Trading > Filing (0001225208-20-008687)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
702165	Norfolk Southern Corp	NSC	Railroads, Line-Haul Operating (4011)	521188014

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305086	A James Squires	Three Commercial Place Norfolk VA 23510	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-06-04	22,568	$69.83	84,772	No	4	M	Direct
Common Stock	Acquisiton	2020-06-04	22,229	$94.17	107,001	No	4	M	Direct
Common Stock	Acquisiton	2020-06-04	6,000	$94.17	113,001	No	4	M	Direct
Common Stock	Acquisiton	2020-06-04	1,061	$94.17	114,062	No	4	M	Direct
Common Stock	Acquisiton	2020-06-04	959	$104.23	115,021	No	4	M	Direct
Common Stock	Disposition	2020-06-04	522	$191.68	114,499	No	4	F	Direct
Common Stock	Disposition	2020-06-04	522	$191.68	113,977	No	4	F	Direct
Common Stock	Disposition	2020-06-04	6,000	$191.50	107,977	No	4	S	Direct
Common Stock	Disposition	2020-06-04	22,229	$191.47	85,748	No	4	S	Direct
Common Stock	Disposition	2020-06-04	22,568	$191.47	63,180	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy, granted 2013)	Disposition	2020-06-04	22,568	$0.00	22,568	$69.83
Common Stock	Option (right to buy, granted 2014)	Disposition	2020-06-04	1,061	$0.00	1,061	$94.17
Common Stock	Option (right to buy, granted 2014)	Disposition	2020-06-04	6,000	$0.00	6,000	$94.17
Common Stock	Option (right to buy, granted 2014)	Disposition	2020-06-04	22,229	$0.00	22,229	$94.17
Common Stock	Option (right to buy, granted 2015)	Disposition	2020-06-04	959	$0.00	959	$104.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-01-24	2023-01-23	No	4	M	Direct
28,229	2018-01-23	2024-01-22	No	4	M	Direct
22,229	2018-01-23	2024-01-22	No	4	M	Direct
0	2018-01-23	2024-01-22	No	4	M	Direct
27,871	2019-01-27	2025-01-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	160	Indirect	By 401(k) Plan
Common Stock	5,892	Indirect	By GRATs
Common Stock	62,242	Indirect	By Spouse
Common Stock	3,637	Indirect	By the E.H. Squires Irrevocable Trust
Common Stock	3,637	Indirect	By the M.O. Squires Irrevocable Trust

Footnotes

Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Excludes 5,892 shares which remain held indirectly in a grantor retained annuity trust (GRAT), previously held directly.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.2400 to $192.1100, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.8400 to $191.9600, inclusive.
Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of June 4, 2020, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Represents shares held by irrevocable trust for the benefit of the reporting person's child. The reporting person's spouse is the trustee of the trust. The reporting person has no pecuniary interest or investment control over these shares.