Filing Details
- Accession Number:
- 0001209191-20-034750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-05 17:43:45
- Reporting Period:
- 2020-06-03
- Accepted Time:
- 2020-06-05 17:43:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245088 | O Thomas Mcgimpsey | 1595 Wynkoop Street, Suite 800 Denver CO 80202 | Evp & Gen Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-06-03 | 5,251 | $70.00 | 47,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-05 | 4,749 | $75.00 | 42,624 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person February 20, 2020.
- Represents 11,660 shares of unvested restricted stock units and 30,964 shares of common stock.
Billionaire Hedge Funds
