Filing Details

Accession Number:
0001179110-20-007037
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-05 17:03:36
Reporting Period:
2020-06-03
Accepted Time:
2020-06-05 17:03:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198753 Jr M Douglas Baker 1 Ecolab Place
Saint Paul MN 55102
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-04 19,576 $0.00 581,152 No 5 G Direct
Common Stock Disposition 2020-06-03 2,353 $0.00 578,799 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,050 Indirect By Wife
Common Stock 72,850 Indirect By Julie M. Baker 2012 Irrevocable Trust
Common Stock 72,500 Indirect By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock 5,668 Indirect By Ecolab Savings Plan
Footnotes
  1. The foregoing transaction relates to the reporting person's participation in an exchange offer whereby Ecolab Inc. ("Ecolab") offered to its stockholders the ability to exchange all or a portion of their shares of Ecolab common stock for shares of ChampionX Holding Inc. ("ChampionX") common stock, which shares were immediately exchanged for Apergy Corporation ("Apergy") common stock in connection with the merger of ChampionX into a merger subsidiary of Apergy, with ChampionX surviving the merger as a wholly-owned subsidiary of Apergy. Pursuant to the terms of the exchange offer, the reporting person received 24.6667 shares of ChampionX common stock for each share of Ecolab common stock accepted in the exchange offer.
  2. The amount represents the number of shares of Ecolab common stock that the reporting person elected to exchange multiplied by the final proration factor of 4.7060% and represents a preliminary calculation. If the number of shares of Ecolab common stock that were actually disposed of by the reporting person in connection with the exchange offer differs from this calculation, the reporting person will file an amendment to this report, including an adjustment to the end of period holdings.
  3. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2020. Includes 15.076 UNITS acquired since the reporting person's last report. (The 5,668.227 UNITS are the equivalent of approximately 10,391 SHARES of the issuer's Common Stock.)