Filing Details
- Accession Number:
- 0001567619-20-011799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-05 16:13:09
- Reporting Period:
- 2020-06-04
- Accepted Time:
- 2020-06-05 16:13:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1057067 | B Nora Sullivan | 22Nd Century Group, Inc. 8560 Main Street, Suite 4 Williamsville NY 14221 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-04 | 71,372 | $0.82 | 256,570 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-05 | 29,953 | $0.82 | 286,523 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | $2.76 | 2019-03-06 | 2023-03-06 | 51,724 | 51,724 | Direct |
Common Stock | Non-Qualified Stock Option | $1.39 | 2018-04-01 | 2022-05-24 | 100,000 | 100,000 | Direct |
Common Stock | Non-Qualified Stock Option | $0.95 | 2017-03-04 | 2021-03-04 | 138,376 | 138,376 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-06 | 51,724 | 51,724 | Direct |
2022-05-24 | 100,000 | 100,000 | Direct |
2021-03-04 | 138,376 | 138,376 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.82 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.